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(HQ) CRB: The Firm Rules – Policies to Mitigate Risk
April 11, 2024 @ 9:00 am - 5:00 pm
$129.00
Instructor: John Mayfield
(HQ) The Firm Rules – Policies to Mitigate Risk
April 11th from 9am to 5pm
Company policies are essential to mitigate risk and limit liability. This course provides a checklist of items that should be included in a policy manual and introduces options for each component. From federal mandates, state regulations, and Code of Ethics compliance to employment laws, data security, and brokerage policy options, you’ll come away with a clear understanding of what should be addressed.
What will be covered in this course:
- Policy manual components and categories
- Federal employment laws and HR policies.
- Technology security and data protection.
- Policies for independent contractors
- Broker transaction policies.
- Appropriate and inappropriate brokerage policies
- State License law regulations that should be included in a policy manual.
- Other brokerage policy options to be considered and addressed to reduce risk.
Instructor: John Mayfield
Members: $129 | Non-Members: $159
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